Audit and assurance services

Our principal consultant has not only carried out hundreds of various compliance assessments on behalf of the UK Gambling Commission, but has also supported many industry operators through  regulatory assessments. Ranging from tier one operators to start-ups and SME's. This is both as a consultant and due to several senior roles in the online Gaming Industry.

Luke ARC Assurance packages  (detailed below) mimic the structure and expectations of the UKGC assessments, educating you on the regulator process while incorporating best practice audit principles. They can be used to evidence to the regulator, or for internal assurance and prioritisation. Findings are formatted in an ideal manner to help to prioritise the key areas of risk!

Remember, ASSURANCE is INSURANCE! We exist to reduce the regulatory risk which can result in severe financial and operational impact on your business.

This is a detailed combined Anti-Money Laundering and Safer Gambling audit which includes;

• A detailed review of your AML and RG risk assessment, policies, procedures and training.
• 2-3 days on-site or ‘screen sharing’ to review customer accounts and go over Backoffice and staff procedures. 
• A detailed write up including risk graded findings and recommendations.
• A findings meeting with leadership and board to go over audit findings and discuss actions.
• A day of ‘aftercare’ to return and review actions at the operator's discretion.

A focused AML and Safer Gambling audit which includes;

• A review of your AML risk assessment, and core AML/Safer Gambling policies.
• A day on-site or ‘screen sharing’ to review customer accounts. 
• A shorter, but still detailed, write up including risk graded findings and recommendations.
• A closing meeting to go over high level audit findings.

A detailed combined Marketing, AML and Safer Gambling audit which includes;

• A detailed review of your M&A, AML and Safer Gambling risk assessment, policies, procedures and training.
• 3 to 3.5 days on-site or ‘screen sharing’ to review customer accounts as well as Backoffice and staff procedures including affiliate management and third party due-diligence.
• A review of your online marketing and advertising, including affiliate sites and white labels. 
• A detailed write up including risk graded findings and recommendations.
• A findings meeting with leadership and board to go over audit findings and discuss actions.
• A free day of ‘aftercare’, to return and review actions at the operator's discretion.

A monthly rolling assurance package involving half to a full a day per month for dip samples of customer accounts and review of new policies or procedures. Plus weekly update calls, all tailored according to your needs. 

We also offer an ‘Enterprise package’ for large or group operators, which carries out ongoing assurance work over the year on multiple brands and gives ongoing assurance and feedback. This package varies depending on your desired scope. 

For any questions please email  Info@LukeARC.com or Contact us here!